Consulting Services

Silver Consulting Service

Now, when regulatory questions arise in your day-to-day retirement plan practice, you’ll have ready access to ERISA experts who can help answer those questions. For a reasonable monthly fee you can email “technical” ERISA questions to ASC’s consulting team, led by legal experts: Charles Lockwood, JD, LLM & John Griffin, JD, LLM. If you would like more information on the ASC Silver Consulting Service, click here.

ERISA Compliance Consulting

Whether you are a third party administrator, attorney, accountant, broker, actuary, plan sponsor, bank employee, or any other retirement plan professional – you can benefit from ASC’s wide range of consulting services. Led by industry experts John Griffin and Charles Lockwood, ASC’s consulting services encompass all areas of ERISA and the qualified-plan tax rules, including:  
  • Plan design consulting
  • Telephone and e-mail technical assistance
  • Plan compliance reviews
  • Utilization of the Internal Revenue Service (IRS) and Department of Labor (DOL) correction programs
  • And other unique consulting needs your firm may have

Best Practice Consulting

Help your organization become the best benefit plan operation it can be! Whether you are a service provider or plan sponsor, ASC’s popular Best Practice Consulting can assist you. Through an in-depth analysis of your current operation, ASC helps you develop a plan that will:  
  • Increase your organization’s operational efficiency and cost savings.
  • Ensure compliance with legal and regulatory requirements.
  • Streamline day-to-day administrative activities.
  • Identify technological innovations to help save you money and enhance your business.
  • Create new sales opportunities.
  • Prepare you for future developments in the benefits field.
ASC’s Best Practice Consulting has assisted clients ranging from mid-size firms all the way up to some of the largest financial firms in the country.